Future-Ready Compliance Advisory
Making regulatory compliance simpler, stronger, consistent
Future-Ready Compliance Advisory
Making regulatory compliance simpler, stronger, consistent
Vantora Consulting
The Compliance Specialists
Vantora Consulting is a specialist compliance and regulatory advisory firm for energy and commodities markets. We help trading houses, brokers, refiners, utilities, and financial institutions navigate complex rulebooks—turning REMIT, EMIR, MiFID II, and MAR obligations into practical, business-ready controls. From Platts Market-on-Close participation to end-to-end compliance function build-outs, we design frameworks that are trader-friendly, regulator-proof, and ready for day one.
Compliance Advisory Services — Vantora Consulting
REMIT, EMIR, MiFID II, MAR Advisory
Clear, actionable guidance on reporting, surveillance, position limits, conduct, transaction/EMIR reporting, STOR/Suspicious Order & Transaction handling, wall-crossing and insider lists, and disclosure obligations—aligned to EU/UK standards and industry best practice.
Platts Window (MOC) Governance
Robust MOC protocols: participation rules, chaperoning, watch/restricted lists, comms etiquette, escalation paths, evidence packs, surveillance dashboards, and recordkeeping designed to stand up to audit and enforcement scrutiny.
Design–Build–Run Compliance Functions
Operating model design, policies and procedures, control libraries, RACI, committee charters, MI, and KPIs—plus the change management, training, and documentation to embed it all across front-, middle-, and back-office.
Surveillance & Controls
Market abuse surveillance, communications monitoring, trade reconstruction, and structured/unstructured data workflows. We help you choose, implement, and tune RegTech so it actually reduces risk.
Sanctions, KYC/AML & Trade Controls
Counterparty onboarding standards, risk scoring, sanctions screening, attestations (incl. price-cap frameworks), vessel vetting/deceptive shipping checks, and ongoing refresh programs that keep pace with evolving risk.
Audit Readiness & Remediation
Health checks, gap analyses, mock regulatory exams, and remediation plans with clear owners, timelines, and evidence trails.